ALPHA MODUS HOLDINGS, INC.
Items (3)
Item 3.03. Material Modification to Rights of Security Holders. On June 3, 2026, Alpha Modus Holdings, Inc. (the “ Company Reverse Stock Split Reason for the Reverse Stock Split The Reverse Stock Split is being effected solely to enable the Company to expeditiously restore compliance with the continued listing standards of the Nasdaq Stock Market (the “ Nasdaq Effects of the Reverse Stock Split Effective Date; Symbol; CUSIP Number Effective Date Split Adjustment; No Fractional Shares. The total number of shares of the Company’s Class A common stock held by each shareholder will be converted automatically into the number of whole shares of Class A common stock equal to (i) the number of issued and outstanding shares of Class A common stock held by such shareholder immediately prior to the Reverse Stock Split No fractional shares will be issued and no cash or other consideration will be paid. Instead Non-Certificated Shares; Certificated Shares. Stockholders who are holding their shares in electronic form at brokerage firms do not have to take any action as the effect of the Reverse Stock Split will automatically be reflected in their brokerage accounts. Stockholders holding paper certificates may (but are not required to) send the certificates to the Company’s transfer agent at the address given below. The transfer agent will issue a new share certificate reflecting the terms of the Reverse Stock Split to each requesting shareholder. Continental Stock Transfer & Trust Company
Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. The information required by this Item 5.03 Item 3.03
Item 9.01. Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Description 3.1 Certificate of Amendment to Certificate of Incorporation filed June 3, 2026 ──────────────────────────────────────────────────────────────────────────────────────────────── 104 Cover Page Interactive Data File (embedded within Inline SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized. ALPHA MODUS HOLDINGS, INC. Date: June 8, 2026 By: /s/ William Alessi Name: William Alessi Title: President and Chief Executive Officer