ALPHA MODUS HOLDINGS, INC.
Items (2)
Item 2.01. Completion of Acquisition or Disposition of Assets. As disclosed in the Current Report on Form 8-K filed on August 27, 2026, by Alpha Modus Holdings, Inc. (the “ Company SPA Investors Shares Warrants PIPE Transaction On September 30, 2026, the Company closed the PIPE Transaction, issuing the Shares and the Warrants to the Investors, and the Investors delivered 3,170 bitcoin to the custody and control of a newly-formed, wholly-owned subsidiary of the Company, AMOD Tech Pte. Ltd., a Singapore private company limited by shares. As a result of closing the PIPE Transaction, the Company’s subsidiary now owns 3,170 bitcoin having a value in excess of $250 million based on a reference price of approximately $83,612.20 per bitcoin on September 30, 2026.
Item 8.01. Other Events. As disclosed in the Current Report on Form 8-K filed on April 10, 2026, by the Company, on April 6, 2026, the Company received a written notice (the “ Notice Nasdaq As a result of closing the PIPE Transaction described in Item 2.01 above, which description is incorporated by reference into this Item 8.01, the Company believes that it now currently has stockholders’ equity well in excess of $200 million, and the Company has therefore regained compliance with Nasdaq’s continued listing rules, specifically the minimum stockholders’ equity requirement of $2.5 million under Nasdaq Listing Rule 5550(b)(1). Nasdaq has indicated to the Company that Nasdaq will continue to monitor the Company’s ongoing compliance with Nasdaq’s stockholders’ equity requirement, and, if at the time of the Company’s next periodic report the Company does not evidence compliance, that it may be subject to delisting. If the Company’s common stock ultimately were to be delisted for any reason, it could negatively impact the Company by (i) reducing the liquidity and market price of the Company’s common stock; (ii) reducing the number of investors willing to hold or acquire the Company’s common stock, which could negatively impact the Company’s ability to raise equity financing; (iii) limiting the Company’s ability to use a registration statement to offer and sell freely tradable securities, thereby preventing the Company from accessing the public capital markets; and (iv) impairing the Company’s ability to provide equity incentives to its employees. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized. ALPHA MODUS HOLDINGS, INC. Date: By: /s/ William Name: William Alessi Title: President and Chief Executive Officer